MML Investors Services

Broker Adam Mahd in MML Investors Services, LLC Firm Has Customer Complaint

June 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Mahd (Mahd), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mahd recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.01 on February 26, 2024.

The complainant alleges that since approximately 2021, his registered representative invested in volatile foreign companies, and risky bank and high-risk stocks, that were not suitable or in his best interest, that resulted in him losing over $200,000.

Broker Jeremy Lindquist in MML Investors Services, LLC Firm Has Customer Complaint

June 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Lindquist (Lindquist), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lindquist recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 03, 2024.

The complainant alleges that the variable annuity she purchased from her registered representative, on or about February 25, 2021, was unsuitable, and is looking to reverse the contract.

Broker Roland Cuellar in MML Investors Services, LLC Firm Has Customer Complaint

June 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Roland Cuellar (Cuellar), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cuellar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $44,739.30 on May 21, 2025.

The complainant, estranged spouse of the registered representative currently involved in divorce proceedings, alleges fraud against the rep for obtaining a check for $44,739.30 in April 2023 as a loan against her whole life insurance policy without her consent.

Broker Robert Dunbar in MML Investors Services, LLC Firm Has Customer Complaint

June 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Dunbar (Dunbar), previously associated with MML Investors Services, LLC, has at least 4 disclosable events. These events include one customer complaint, 3 regulatory events, alleging that Dunbar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $2,528,328.00 on June 10, 2020.

Customer alleges that RR Dunbar misrepresented and/or omitted material facts relating to the sale of a life insurance policy.

There are Recent Customer Complaints with Broker Charles Evan in Firm MML Investors Services, LLC

June 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Evan (Evan), previously associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Evan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 18, 2023.

The complainant alleges that the rep misrepresented a universal life policy that he sold to her in/around 2008, which was funded with money from variable annuities and a 401k purchased in/around 2008. She also alleges that the producer charged her consulting fees, misled her and that she trusted his advise to purchase the UL, VAs and the 401k.

Broker Mark Wolpert in MML Investors Services, LLC Firm Has Customer Complaint

June 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Wolpert (Wolpert), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wolpert recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on December 19, 2023.

The complainant alleges that his registered representative misrepresented, and sold him illiquid, unsuitable, complex alternative investments, disguised as a suitable investment strategy, on or about January 28, 2015, and has suffered damages of approximately $50,000.

Broker Philip Miceli in MML Investors Services, LLC Firm Has Customer Complaint

June 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Philip Miceli (Miceli), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Miceli recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 02, 2024.

The complainant alleges that her registered representative, provided her ill-advice, regarding a withdrawal from her inherited IRA, on or about, November 17, 2023, and as a result, she will owe a tremendous amount in taxes.

Broker Gary Lear in MML Investors Services, LLC Firm Has Customer Complaint

June 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Lear (Lear), previously associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lear recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 15, 2024.

The complainant alleges that his registered representative, never informed him that he couldn’t withdraw only after-tax deposits in his account, and had he known, he never would have rolled his money over, on or around November 15, 2019.

There are Recent Customer Complaints with Broker Eric Reed in Firm MML Investors Services, LLC

June 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Reed (Reed), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reed recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 22, 2024.

The Trustee alleges that he was not presented with any options other than the recommended five (5) variable universal life insurance policies he purchased in December 2021.

There are Recent Customer Complaints with Broker Kyle Kirkham in Firm MML Investors Services, LLC

June 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kyle Kirkham (Kirkham), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kirkham recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $9,000,000.00 on February 14, 2024.

The client alleges in January 2018 the representative’s recommendation of using Portfolio Margin and changes to client’s trading strategies were unsuitable and mispresented material risks.