MML Investors Services

There are Recent Customer Complaints with Broker Darien Bonney in Firm MML Investors Services, LLC

July 15, 2025 | by Staff Attorney

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Darien Bonney (Bonney) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Bonney was employed by MML Investors Services, LLC at the time of the activity. If you have been a victim of Bonney’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $325,000.00 on July 26, 2023.

The Claimants allege that in 2021, rep sold them two promissory notes that offered guaranteed returns, which would be protected, and that wouldn’t be subject to stock market volatility, however, their full investments haven’t been returned and only a portion of the interest was paid.

There are Recent Customer Complaints with Broker Jessica Mosman in Firm MML Investors Services, LLC

July 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jessica Mosman (Mosman), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mosman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $22,312.92 on August 11, 2023.

The policyowner alleges that the purchase of the variable annuities in August and October 2021 were not suitable investment products for him and that the RR did not explain the features of the investment preservation rider and surrender charge periods associated with variable annuity policies. The policyowner has requested a refund of his initial investment.

Broker Zvi Rosenzweig in MML Investors Services, LLC Firm Has Customer Complaint

July 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Zvi Rosenzweig (Rosenzweig), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Rosenzweig recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 18, 2023.

The complainant alleges, that in or around November 30, 2016, his registered representative, advised him to partially redeem his variable annuity, to fund a whole life policy, which was misrepresented. The complainant says that because of the redemption, he has incurred significant taxes, and says he had cash available elsewhere and should not have been advised to partially redeem the variable annuity.

There are Recent Customer Complaints with Broker Edgar Kleydman in Firm MML Investors Services, LLC

July 7, 2025 | by Staff Attorney

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Edgar Kleydman (Kleydman) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Kleydman was employed by MML Investors Services, LLC at the time of the activity. If you have been a victim of Kleydman’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000,000.00 on September 26, 2023.

Claimant alleges RR engaged in ‘selling away‘ by selling Claimant investments not sold by the brokerage firm, and then allegedly misrepresented the return on investment and made a guarantee associated with Claimant’s funds.

There are Recent Customer Complaints with Broker Lien Nguyen in Firm MML Investors Services, LLC

June 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lien Nguyen (Nguyen), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nguyen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,001.00 on November 14, 2023.

The complainant alleges that his registered representative, misrepresented the variable annuity that he purchased on/or about March 7, 2013, and he was promised that he would receive a larger 4% return in profits on his investment.

Broker Brandon Spano in MML Investors Services, LLC Firm Has Customer Complaint

June 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brandon Spano (Spano), previously associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Spano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $110,000.00 on November 21, 2023.

Clients allege that RR Spano misappropriated $110,00.00 entrusted to him for investing.

Broker Adam Mahd in MML Investors Services, LLC Firm Has Customer Complaint

June 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Mahd (Mahd), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mahd recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.01 on February 26, 2024.

The complainant alleges that since approximately 2021, his registered representative invested in volatile foreign companies, and risky bank and high-risk stocks, that were not suitable or in his best interest, that resulted in him losing over $200,000.

Broker Jeremy Lindquist in MML Investors Services, LLC Firm Has Customer Complaint

June 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Lindquist (Lindquist), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lindquist recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 03, 2024.

The complainant alleges that the variable annuity she purchased from her registered representative, on or about February 25, 2021, was unsuitable, and is looking to reverse the contract.

Broker Roland Cuellar in MML Investors Services, LLC Firm Has Customer Complaint

June 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Roland Cuellar (Cuellar), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cuellar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $44,739.30 on May 21, 2025.

The complainant, estranged spouse of the registered representative currently involved in divorce proceedings, alleges fraud against the rep for obtaining a check for $44,739.30 in April 2023 as a loan against her whole life insurance policy without her consent.

Broker Robert Dunbar in MML Investors Services, LLC Firm Has Customer Complaint

June 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Dunbar (Dunbar), previously associated with MML Investors Services, LLC, has at least 4 disclosable events. These events include one customer complaint, 3 regulatory events, alleging that Dunbar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $2,528,328.00 on June 10, 2020.

Customer alleges that RR Dunbar misrepresented and/or omitted material facts relating to the sale of a life insurance policy.