MML Investors Services

There are Recent Customer Complaints with Broker Stephen Horrell in Firm MML Investors Services, LLC

October 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Horrell (Horrell), previously associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Horrell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on October 01, 2025.

The complainants allege that the registered representative, misrepresented their Variable Universal Life policies, which were issued in/and around July 2000 as stable, long-term investments, without highlighting the volatility and management requirements of the investment component.

There are Recent Customer Complaints with Broker Lawrence Friedman in Firm MML Investors Services, LLC

October 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lawrence Friedman (Friedman), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Friedman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 06, 2023.

The complainants alleges that their registered representative, on May 04, 2022, sold their preferred stock, at a loss, without their knowledge.

Broker Cheryl Richardson in MML Investors Services, LLC Firm Has Customer Complaint

October 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cheryl Richardson (Richardson), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Richardson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $46,873.00 on January 03, 2023.

The complainant, who was the customer’s POA, alleges that in 2021, the rep annuitized the customer’s variable annuity and didn’t explain that if the customer didn’t live to the end of the 5 year contract, the remaining amount in the account would be forfeited. The complainant alleges that the rep illustrated one plan but put the customer’s funds into something different. The complainant wants the balance of the customer’s account returned.

There are Recent Customer Complaints with Broker Michael Yoon in Firm MML Investors Services, LLC

October 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Yoon (Yoon), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Yoon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on January 18, 2023.

The complainant alleges that her registered representative, beginning in or around April 2021, mismanaged her account, placed unauthorized trades, and made unsuitable stock and whole life insurance recommendations.

Broker Kenan Bell in MML Investors Services, LLC Firm Has Customer Complaint

October 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenan Bell (Bell), previously associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 17, 2023.

The complainant alleges that, beginning in August 2020, the rep provided her with investment advice related to stock sales and her retirement accounts, which he wasn’t qualified to do, and which caused her to lose money.

Broker William Laury in MML Investors Services, LLC Firm Has Customer Complaint

October 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Laury (Laury), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Laury recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $55,029.00 on April 21, 2023.

The FINRA Arbitration alleges the representative provided incorrect tax advice which resulted in an unexpected tax liability for the customer. The representative denies providing any tax advice to the customer.

There are Recent Customer Complaints with Broker Maria Bruscianelli in Firm MML Investors Services, LLC

October 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maria Bruscianelli (Bruscianelli), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bruscianelli recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 14, 2025.

The Customer alleges despite his instructions, beginning in December 2018, his retirement money was invested in aggressive funds causing him to lose money.

Broker Dawn Clark in MML Investors Services, LLC Firm Has Customer Complaint

October 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dawn Clark (Clark), previously associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Clark recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $75.00 on August 28, 2025.

The complainant alleges that in/and around December 2024, the registered representative opened a Roth IRA account, without her consent.

There are Recent Customer Complaints with Broker Christopher Bradley in Firm MML Investors Services, LLC

October 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Bradley (Bradley), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bradley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on September 10, 2025.

The complainant alleges that the rep advised her to transfer her assets to his firm in 2024 but didn’t disclose the significant capital gains that she would experience when doing this, or the effect this transaction would have on other financial decisions that she made that year, and resulted in a large tax bill

Broker Claudio Gambin Neto in MML Investors Services, LLC Firm Has Customer Complaint

October 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Claudio Gambin Neto (Gambin Neto), previously associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gambin Neto recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 14, 2022.

The complainant alleges that he was misled, and the investment strategy failed, and the advice and recommendations caused unnecessary loss and expenses.