Articles Tagged with Mitchell Bornstein

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mitchell Bornstein (Bornstein), previously associated with Cetera Investment Services LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Bornstein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00  on August 21, 2020.

Customer alleges that the representative made unsuitable investment recommendations

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mitchell Bornstein (Bornstein), previously associated with Cetera Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bornstein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on August 21, 2020.

Customer alleges that the representative made unsuitable investment recommendations