Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Yoon (Yoon), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Yoon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on January 18, 2023.
The complainant alleges that her registered representative, beginning in or around April 2021, mismanaged her account, placed unauthorized trades, and made unsuitable stock and whole life insurance recommendations.