Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Timmons (Timmons), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Timmons recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $19,000.00 on May 09, 2022.
The financial advisor made a recommendation to move to a tax advisory and caused tax implications.