Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Steinthal (Steinthal), currently associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Steinthal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on March 26, 2026.
Purchased DST as part of a 1031 tax-deferred exchange. Claimant alleges a lack of suitability and due diligence, breach of fiduciary duty, among other claims. Purchase of investments occurred during or after 2021.