Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Seymour (Seymour), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Seymour recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on October 11, 2023.
The customer alleges that in June of 2020, the Registered Representative recommended an unsuitable, high-risk, speculative and illiquid investment and breached his fiduciary duty.