Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Regan (Regan), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Regan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,497,430.74 on December 09, 2025.
Claimants allege, inter alia, unsuitability with respect to account management and investments from Jan 2018 to October 2025.