Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Mcintyre (Mcintyre), currently associated with B. Riley Wealth Management, has at least one disclosable event. These events include one customer complaint, alleging that Mcintyre recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on February 13, 2026.
Client alleges that the registered representative recommended unsuitable investments in the client’s account(s) that were inconsistent with the client’s investment objectives and risk tolerance.