Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Mcfeeley (Mcfeeley), currently associated with LPL Financial LLC, has at least 9 disclosable events. These events include 9 customer complaints, alleging that Mcfeeley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on October 28, 2024.
Claimant alleges their RR recommended an unsuitable Oil and Gas investment.