Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Jonah (Jonah), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Jonah recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on May 21, 2021.
Time frame: 2008 Claimant’s counsel alleges unauthorized trading in the Claimant’s account during a period where he was allegedly incapacitated.