Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Jawien (Jawien), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Jawien recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on April 05, 2024.
Allegations were made against the FA for unsuitable recommendations in October 2020