Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Illari (Illari), currently associated with Charles Schwab & Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Illari recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 06, 2022.
The client alleges the representative provided a poor recommendation when advising the client to enroll in the Wasmer Schroeder Short Duration Bond Investment Strategy.