Articles Tagged with Michael Harris

Broker Michael Harris in Morgan Stanley Firm Has Customer Complaint

January 22, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Harris (Harris), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Harris recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 05, 2021.

PARTNER ON FAMILY LP ALLEGES THAT ADVISORY ACCOUNT FEES WERE NOT PROPERLY DISCLOSED DAMAGES UNSPECIFIED 2011 – 2021

Broker Michael Harris in Merrill Lynch, Pierce, Fenner & Smith Incorporated Firm Has Customer Complaint

August 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Harris (Harris), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Harris recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on July 08, 2025.

The Claimants allege misrepresentation, unsuitable investment and failure to act in their best interest in 2023 – 2025.