Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Gray (Gray), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Gray recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on February 22, 2023.
Customer alleges that i recommended unsuitable investments for their investment objective.