Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Gennawey (Gennawey), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gennawey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $33,856.70 on May 12, 2025.
Customer, through counsel, alleges no accounting provided for interest earned resulting in withheld interest and misrepresentation regarding brokerage and advisory commissions. Client alleges forgery of signature and discrepancies surrounding interest payments & fees. Activity dates: 10/10/2022-08/31/2023.