Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Frost (Frost), currently associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Frost recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $899,060.45 on May 29, 2026.
Customer alleges the registered representative misrepresented investments made from December 2015 through September 2025.