Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Dipietro (Dipietro), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dipietro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on April 14, 2023.
The customers allege that the Registered Representative misrepresented speculative, high-risk investments. No specific dates for the alleged activity were identified/ noted in the Statement of Claim.