Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Corrigan (Corrigan), currently associated with M Holdings Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Corrigan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on May 18, 2020.
Plaintiffs allege that representative made misrepresentations related to the Supplemental Employee Retirement Plan.