Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Coldwell (Coldwell), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Coldwell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on December 27, 2022.
Client alleges she did not authorize FA to purchase CDs in her account, nor did she approve fees associated with the purchases.