Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Beers (Beers), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Beers recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on August 29, 2023.
Claimant alleges, inter alia, unsuitability with respect to variable annuity investment- June 2021 to Feb 2024