Securities Lawyers Blog
Can I sue my brokerage firm? Investors with accounts at MCM Securities LLC ask the investment dispute attorneys at Gana Weinstein LLP that question when their losses do not match the market. In most cases the answer runs through FINRA arbitration, where claims for unsuitable investments, negligence, and failure to supervise are heard. Our attorneys can review your accounts, explain your options, and pursue a FINRA arbitration claim against the brokerage firm when the facts support one.
MCM Securities is a limited purpose broker-dealer whose business is confined to placing exempt private placement offerings with accredited investors, specifically offerings related to UGOC real estate projects. Organized in Delaware in 1996, the firm operates without a public website and is reached through an upstate New York contact number.
MCM Securities LLC – By the Numbers: