Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Max Elson (Elson), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Elson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on March 27, 2024.
Claimants allege, inter alia, that the investments strategy executed in the client’s account was unsuitable – 2021 – 2022