Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maury Lomax (Lomax), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Lomax recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on June 21, 2023.
Claimants alleged, inter alia, that the investments strategy executed in the clients’ account was not In their best interests – 2020-2022