Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Stahl (Stahl), previously associated with Woodbury Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Stahl recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $90,000.00 on April 25, 2022.
The Claimant alleges, in 2008, her advisors sold her an unsuitable variable universal life insurance policy. She further alleges that her advisors did not properly disclose the cost and fees of the product.