Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Shull (Shull), currently associated with LPL Enterprise, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Shull recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on May 18, 2020.
Verbal complaint was initially received on 1/13/2020, however, it did not meet our criteria for re-portability and is only being reported now due to the settlement of $17,229.58.