Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Mcdonald (Mcdonald), currently associated with Sigma Financial Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Mcdonald recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $230,000.00 on April 11, 2025.
The Arbitration Statement of Claim alleged misrepresentation and negligence in connection with the investments purchased in 2012 thru 2016. Claimant further alleges the BD supervision of the claimant’s account was inadequate.