Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Engelau (Engelau), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Engelau recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 05, 2023.
Claimants allege that during the time period January 2021 to February 2023, representative employed a trading strategy which resulted in losses in their accounts.