Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Beggs (Beggs), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Beggs recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,109.00 on April 16, 2024.
Client alleges the financial advisor and Edward Jones did not act in the best interest of the client regarding a converted investment that resulted in capital gains tax.