Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Augugliaro (Augugliaro), currently associated with Allstate Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Augugliaro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $195,050.05 on December 10, 2025.
This is a second complaint received 12/10/2025 originating from the same matter received 11/14/2025 in which the firm denied the first complaint on 12/5/2025. This second complaint from the customer requests a full rescission of her variable annuity with a return of the premium without surrender charges due to allegations of falsification of books and records and potential fraudulent misrepresentation or omission of financial suitability information.