Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matt Ward (Ward), currently associated with A.g.p. / Alliance Global Partners, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Ward recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $499,999.00 on May 22, 2026.
Breach of fiduciary duty