Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matias Cavalieri (Cavalieri), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Cavalieri recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on January 24, 2024.
Claim made by Estate of deceased client alleges, inter alia, unauthorized trading with respect to equity investments – August 2014 through November 2015