Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marybeth Martin (Martin), previously associated with HSBC Securities (usa) INC., has at least one disclosable event. These events include one customer complaint, alleging that Martin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on June 21, 2021.
Claimant alleges the financial professional recommended she invest in a reit unsuitable for her investment portfolio.