HSBC SECURITIES (USA) INC.

HSBC Securities (USA) Inc. Investor Attorney

October 20, 2026 | by Staff Attorney

The securities attorneys at Gana Weinstein LLP represent investors in their disputes with brokerage firms, such as HSBC Securities (USA) Inc.. Our firm can analyze your accounts and investments in order to determine if there was any broker misconduct in the handling of your accounts. Our analysis can reveal whether an investor has been a victim of misconduct such as unsuitable investments, unauthorized trading, excessive trading, or investment fraud.

HSBC Securities (USA) Inc. is the U.S. broker-dealer and investment adviser of HSBC, providing brokerage, investment advice, research, insurance products, and primary and secondary trading in U.S. and international equities, corporate bonds, futures, and options. Formed in 1969 and based at 452 Fifth Avenue in New York, the firm is an indirect wholly owned subsidiary of HSBC Holdings plc.

HSBC Securities (USA) Inc. – By the Numbers:

There are Recent Customer Complaints with Broker Marybeth Martin in Firm HSBC Securities (usa) INC.

February 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marybeth Martin (Martin), previously associated with HSBC Securities (usa) INC., has at least one disclosable event. These events include one customer complaint, alleging that Martin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on June 21, 2021.

Claimant alleges the financial professional recommended she invest in a reit unsuitable for her investment portfolio.

There are Recent Customer Complaints with Broker Rong Zhang in Firm HSBC Securities (usa) INC.

June 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rong Zhang (Zhang), currently associated with HSBC Securities (usa) INC., has at least one disclosable event. These events include one customer complaint, alleging that Zhang recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on April 29, 2025.

Client alleges RR did not disclose that the bonds they purchased had multiple call dates at point of sale in April of 2024.

HSBC Securities (USA) Inc. Broker Li Kelly Has Customer Complaint

January 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Li Kelly (Kelly), previously associated with HSBC Securities (USA) Inc., has at least one disclosable event. These events include one customer complaint, alleging that Kelly recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on December 23, 2024.

Claims loss due to corporate bond investment in which issuer declared bankruptcy, claiming breach of contract, breach of fiduciary duty, vicarious liability. Investments were made in 2019-2020.