Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mary Twiddy (Twiddy), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Twiddy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 02, 2021.
Client alleges she deposited funds into her account with the intent that her Financial Advisor would invest them and later learned they were not invested as instructed.