Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marvin June (June), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that June recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $89,250.04 on November 01, 2022.
Plaintiff alleges he is a victim of identity theft, such that in June and July 2022 unauthorized individuals were allowed to access Plaintiff’s account and direct Defendants to sell funds and transfer monies from Plaintiff’s accounts without authorization from the Plaintiff.