Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marshall Parsons (Parsons), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Parsons recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,862.50 on June 07, 2023.
Client alleged she personally loaned her former financial advisor $35,000 while he was employed as her financial advisor. Client stated she has not received any repayment on loan to date and requests reimbursement for this unauthorized loan arrangement.