Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Mark Young (Young) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Young was employed by LPL Financial LLC at the time of the activity. If you have been a victim of Young’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $4,179,859.03 on September 29, 2021.
Misrepresentation and unsuitability alleged with regard to a private investment fund…dates 2015 to 2017