Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Hembling (Hembling), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hembling recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on February 09, 2023.
Client alleges she instructed the financial advisor to put stop losses on her stock and he failed to do so.