Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Burns (Burns), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Burns recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $122,070.23 on December 09, 2020.
Time frame: 1997-2009 allegations: claimants’ counsel alleges unsuitability and misrepresentation of investments, including an adjustable life insurance policy, resulting in losses.