Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marc Meran (Meran), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Meran recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000.00 on February 13, 2024.
Claimant alleged that her Financial Advisor (FA), during an unspecified period of time while at Wells Fargo, made unsuitable investment recommendations inconsistent with her investment needs and objectives.\, Claimants also alleged that continuing to hold those positions while at Morgan Stanley was unsuitable – 2022 to 2023.