Articles Tagged with Manuel Ramos

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Manuel Ramos (Ramos), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ramos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $240,000.00 on April 30, 2025.

The customer alleges that the Registered Representative recommended and misrepresented, complex, high-risk, illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Manuel Ramos (Ramos), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ramos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on December 19, 2023.

The customer alleges that in November 2016, the Registered Representative recommended illiquid investments with declining values and high fees.