Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Manuel Escobar (Escobar), currently associated with Nationwide Planning Associates INC., has at least one disclosable event. These events include one customer complaint, alleging that Escobar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $4,000,000.00 on March 17, 2020.
Period 2011 to 4/2013. Allegations unsuitable and misleading advice concerning puerto rico bonds.