Securities Lawyers Blog
Retirement savers who have suffered IRA investment losses or other retirement account losses often have claims they are not aware of. Brokerage firms such as M Holdings Securities, Inc. owe their customers a duty of care, and a breach of fiduciary duty, a breach of contract, or negligent supervision of a financial advisor can make a firm liable for the resulting losses. The investment loss lawyers at Gana Weinstein LLP represent retirees and other investors in FINRA arbitration claims to recover those losses.
M Holdings Securities is an independent broker-dealer that provides commission-based brokerage, fee-based account management, and insurance-related securities products such as variable life insurance and annuities through the member firms of M Financial Group. Based in Portland, Oregon, the firm is a subsidiary of M Financial Group and supports affiliated advisory firms and franchise offices across the United States.
M Holdings Securities, Inc. – By the Numbers: