Securities Lawyers Blog
We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as LPS Capital LLC. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.
LPS Capital is a broker-dealer and commodities introducing broker that earns brokerage commissions and riskless principal trading revenue by executing securities transactions for customers, cleared through other broker-dealers on a fully disclosed basis, and also provides consulting services. Formed in California in 2010 and based in New York City, the firm is wholly owned by LPS Partners and reported about $36 million in revenue for 2024.
LPS Capital LLC – By the Numbers: