LPL Financial LLC

There are Recent Customer Complaints with Broker David Robinson in Firm LPL Financial LLC

July 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Robinson (Robinson), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Robinson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on October 11, 2023.

Claimant alleges representative made an unsuitable recommendation at his prior broker-dealer. Activity period 2014-May 2023.

There are Recent Customer Complaints with Broker Nathan Stucky in Firm LPL Financial LLC

July 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nathan Stucky (Stucky), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Stucky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $26,000.00 on October 25, 2023.

Customer alleges that from early 2022 to the present, the accounts have been improperly managed and invested in unsuitable investments.

Broker Anthony Makransky in LPL Financial LLC Firm Has Customer Complaint

July 3, 2025 | by Staff Attorney

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Anthony Makransky (Makransky), currently employed by LPL Financial LLC has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Makransky’s most recent customer complaint alleges that Makransky recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on October 23, 2023.

Claimants allege their advisor recommended an unsuitable variable annuity and misrepresented the costs and features of the annuity. They also allege their advisor recommended inappropriate equity indexed universal life insurance policies and structured notes.

Broker Seng Heuansavath in LPL Financial LLC Firm Has Customer Complaint

July 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Seng Heuansavath (Heuansavath), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Heuansavath recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 30, 2023.

Authorized representative verbally complained that their financial advisor recommended the purchase of an annuity contract without taking into consideration that withdrawals made to fulfill their RMD requirement would result in the loss of step up benefits. (07/30/2009 – 01/02/2013)

Broker Jeffrey Johnston in LPL Financial LLC Firm Has Customer Complaint

July 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Johnston (Johnston), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Johnston recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on October 31, 2023.

Statement of Claim alleges the financial professional recommended an unsuitable investment. Claimant suggests the investment was misrepresented to him.

There are Recent Customer Complaints with Broker Russell Stola in Firm LPL Financial LLC

July 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Russell Stola (Stola), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Stola recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $36,000.00 on November 02, 2023.

Claimant alleges that during the time period 2012-2022, representative made unsuitable investment recommendations.

There are Recent Customer Complaints with Broker Barry Buchholz in Firm LPL Financial LLC

July 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Barry Buchholz (Buchholz), previously associated with LPL Financial LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Buchholz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 06, 2023.

Customer alleges unauthorized trading

Broker Justin May in LPL Financial LLC Firm Has Customer Complaint

June 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin May (May), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that May recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $395,000.00 on November 09, 2023.

Claimant alleges that during the approximate time period 2019-2022, representative recommended investments that were unsuitable for the customer’s investment profile and risk tolerance.

There are Recent Customer Complaints with Broker Joanna Westcott in Firm LPL Financial LLC

June 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joanna Westcott (Westcott), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Westcott recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 10, 2023.

Claimant alleges that during the time period September 2019 to February 2023, representative made unsuitable investment recommendations.

There are Recent Customer Complaints with Broker Andy Rampersaud in Firm LPL Financial LLC

June 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andy Rampersaud (Rampersaud), currently associated with LPL Financial LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Rampersaud recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $499,000.00 on November 10, 2023.

Claimant alleges the Respondent used a speculative strategy in her accounts that were inconsistent with her instructions, needs and financial condition.