LPL Financial LLC

Broker Lara Shogren in LPL Financial LLC Firm Has Customer Complaint

July 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lara Shogren (Shogren), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Shogren recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,666.55 on April 16, 2025.

Client sent letter alleging he was misled by the RR into purchasing an annuity. Client states he thought he was purchasing a CD.

There are Recent Customer Complaints with Broker Jonathan Hatch in Firm LPL Financial LLC

July 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Hatch (Hatch), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hatch recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on April 26, 2025.

Customer alleges that in November 2021, advisor made unauthorized withdrawals from customer’s account.

There are Recent Customer Complaints with Broker Peter Cox in Firm LPL Financial LLC

July 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Cox (Cox), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cox recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000,000.00 on May 02, 2025.

Customer alleges unauthorized trades in May of 2022.

There are Recent Customer Complaints with Broker Kevin Mcbarron in Firm LPL Financial LLC

July 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Mcbarron (Mcbarron), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcbarron recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 07, 2025.

Reg BI: Professional Negligence/Breach of Fiduciary Duty

There are Recent Customer Complaints with Broker Michaela Rauscher in Firm LPL Financial LLC

July 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michaela Rauscher (Rauscher), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Rauscher recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $80,000.00 on May 13, 2025.

Customer alleges that an investment recommendation was unsuitable and misleading.

There are Recent Customer Complaints with Broker Michael Gennawey in Firm LPL Financial LLC

July 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Gennawey (Gennawey), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gennawey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $33,856.70 on May 12, 2025.

Customer, through counsel, alleges no accounting provided for interest earned resulting in withheld interest and misrepresentation regarding brokerage and advisory commissions. Client alleges forgery of signature and discrepancies surrounding interest payments & fees. Activity dates: 10/10/2022-08/31/2023.

Broker James Blalock in LPL Financial LLC Firm Has Customer Complaint

July 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Blalock (Blalock), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Blalock recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 16, 2025.

Customer alleges theft even though account is closed with zero balance.

There are Recent Customer Complaints with Broker Jared Ranger in Firm LPL Financial LLC

July 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jared Ranger (Ranger), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ranger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 21, 2025.

Customers allege they suffered losses as a result of unsuitable investment recommendations relating to a fixed index annuity. Timeframe: June 2019 – January 2025

Broker Michael Shanahan in LPL Financial LLC Firm Has Customer Complaint

July 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Shanahan (Shanahan), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Shanahan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 21, 2025.

Customer alleges failure to follow instructions and that certain investments were not in her best interest.

There are Recent Customer Complaints with Broker David Mcquade in Firm LPL Financial LLC

July 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Mcquade (Mcquade), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcquade recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 21, 2025.

Customer alleges failure to follow instructions and that certain investments were not in her best interest.