LPL Financial LLC

There are Recent Customer Complaints with Broker Pamela Linderman in Firm LPL Financial LLC

May 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Pamela Linderman (Linderman), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Linderman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $110,000.00 on March 18, 2026.

Customer alleges failure to supervise the 2013 sale of a variable annuity, resulting in alleged misrepresentation and unsuitability, by the financial professional in her supervisory capacity.

Broker Timothy Fitzgerald in LPL Financial LLC Firm Has Customer Complaint

May 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Fitzgerald (Fitzgerald), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fitzgerald recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $14,000.00 on March 17, 2026.

Customer alleges Rep failed to inform her that rebalancing her portfolio would result in significant tax consequences.

There are Recent Customer Complaints with Broker Eric Johnson in Firm LPL Financial LLC

May 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Johnson (Johnson), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,648,579.20 on April 13, 2026.

The estate alleges that the registered representative changed the beneficiaries without permission.

Broker Robert Willauer in LPL Financial LLC Firm Has Customer Complaint

May 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Willauer (Willauer), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Willauer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 18, 2020.

Customers alleged that transactions in their managed accounts were not for their benefit, and sought reimbursement of various account and advisory fees totaling approximately $6,573.42. Activity period – 7/15/11 to 4/18/20.

Broker Oscar Harrison in LPL Financial LLC Firm Has Customer Complaint

May 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Oscar Harrison (Harrison), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Harrison recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 14, 2020.

Customer alleges a mutual fund was purchased without her authorization. Customer alleges misrepresentation of a variable annuity. Activity period – 11/24/19 to 9/11/20.

Broker Jeffrey Cleckner in LPL Financial LLC Firm Has Customer Complaint

May 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Cleckner (Cleckner), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cleckner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $125,000.00 on April 20, 2020.

The firm received a FINRA notification of a customer complaint from [REDACTED] alleging the RR made four unauthorized withdrawals from her rollover IRA between 3/17/15 and 3/9/17 by forging her signature on one form and submitting three other forms that did not include her signature.

Broker James Booth in LPL Financial LLC Firm Has Customer Complaint

May 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Booth (Booth), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Booth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 20, 2020.

Clients allege misappropriated funds.

There are Recent Customer Complaints with Broker Scott Doll in Firm LPL Financial LLC

May 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Doll (Doll), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Doll recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 01, 2020.

Customer alleges unauthorized trading in two accounts. Activity period: March 13 – 18, 2020.

There are Recent Customer Complaints with Broker Robert Berry in Firm LPL Financial LLC

May 8, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Berry (Berry), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Berry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $112,000.00 on May 07, 2020.

Client alleges failure to follow instructions related to disbursement and poor service.

Broker Marcus Mcglasson in LPL Financial LLC Firm Has Customer Complaint

May 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marcus Mcglasson (Mcglasson), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcglasson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on May 08, 2020.

Claimant alleges losses in connection with his investments in two business development companies. Claimant alleges he was misled about the details of the investments and therefore, incurred damages as result of his purchases. Activity period – 11/2013 to 5/2020.