Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lori Kamen (Kamen), currently associated with Republic Capital Group / Aurora Securities, has at least 4 disclosable events. These events include 4 customer complaints, alleging that Kamen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $222,513.53 on March 23, 2026.
Customer alleges that Aurora Securities and its supervisory personnel failed to adequately supervise and perform due diligence regarding a DST investment.